Firmwide Continuing Education Additions to the same old same old
I am a compliance officer at a small Hedge Fund in SF (with no retail clients or branches) and like to invigorate to the extent possible our firm's Annual CE meeting in 2 weeks. I was wondering what others were putting in their content.
The traditional topics we cover are:
Duty of Loyalty/General Code of Ethics
Personal Trade Policy
AML (limited applicability to us, but still...)
Update on SEC
I am thinking of introducing 2 new topics this year:
Ethics and use of Texting for firm communications
I welcome any additions, be specific as you would like!