Fingerprinting
Is anyone else an RIA in NYS that can tell me what the fingerprinting process is when there is a new IAR being brought on?
Is anyone else an RIA in NYS that can tell me what the fingerprinting process is when there is a new IAR being brought on?
Comments
to elaborate, because U4 is not allowed/required in NYS, the IAR will be U4 registered in NC.