Making Trades
We would like to have an assistant licensed to execute the block trading of RIA discretionary accounts. What license(s) would that individual need to have?
Stephanie Kelm, IACCP (r)
Senior Client Services Associate
[NorthLanding logo color]
Direct - (585) 497-5006
Main - (585) 497-5000
Fax - (585) 497-5001
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Investment advisory services offered through NorthLanding Financial Partners, LLC, an SEC Registered Investment Adviser. Clearing, custody and brokerage services provided to clients of NorthLanding Financial Partners, LLC are offered by Fidelity Brokerage Services, LLC, Member NYSE/SIPC. Securities may also be offered through Mutual Securities, Inc., Member FINRA/SIPC. Supervisory office located at 807-A Camarillo Springs Road, Camarillo, CA 93012. NorthLanding Financial Partners, LLC is not affiliated with Mutual Securities, Inc.
Stephanie Kelm, IACCP (r)
Senior Client Services Associate
[NorthLanding logo color]
Direct - (585) 497-5006
Main - (585) 497-5000
Fax - (585) 497-5001
[linkedinbutton small]
Investment advisory services offered through NorthLanding Financial Partners, LLC, an SEC Registered Investment Adviser. Clearing, custody and brokerage services provided to clients of NorthLanding Financial Partners, LLC are offered by Fidelity Brokerage Services, LLC, Member NYSE/SIPC. Securities may also be offered through Mutual Securities, Inc., Member FINRA/SIPC. Supervisory office located at 807-A Camarillo Springs Road, Camarillo, CA 93012. NorthLanding Financial Partners, LLC is not affiliated with Mutual Securities, Inc.
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Jessica Dellinger
Compliance Officer
GenSpring Family Offices
Tel 561.839.1279
Jacqueline Parker
Operations Manager
Arista Wealth Management
We have moved! Our new address is:
8876 Spanish Ridge Ave, Suite 202, Las Vegas, Nevada 89148
O: 702-309-9970 | T: 877-309-9970 | F: 702-974-0710
Nevada | Arizona | Utah |
www.aristawealth.com