CA DBO Routine Examination

We switched from SEC to State registration a couple of years ago, and we just got a call that we have been selected for a routine examination by the California DBO covering IARs.

If anyone has experience, insight and recommendations, I would greatly appreciate hearing from you, as I don't know what to expect.

Thank you in advance!

Melissa S. Sohn, CFA

Siphron Capital Management
3500 West Olive Avenue, Suite 300
Burbank, CA 91505
Phone: 310.858.7281
Fax: 310.858.0312
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