Change of Custodian

Good morning. Our firm will be making a custodian change this year. I have found that no matter how many meetings you have and how much you prepare, you will always forget something. So, my question to my compliance peers is; what are some of the things that first come to mind if you had to make a change, or if you have already been through this, what were some of the things you found you didn't prepare properly for?

My concerns are: Information that was stored by our custodian and how will we archive it? i.e. trade blotters, have been electronic for 10 years through current custodian - obviously any upcoming examinations will require this back dated information.

Thank you to all of you in advance.
Sign In or Register to comment.