AML and Dual Contracts

We are reviewing our AML policies. In dual contract/managed account program arrangements, where we have a tri party agreement with another adviser/firm and their client (adviser has hired us to manage all/portion of assets); do you require that the financial adviser/firm provide you copies of the client's DL/CIP information? Or do you just obtain a copy of their BSA Policy in general. Do you include anything in the MAP contract indicating the financial adviser/firm's responsibilities for AML?

Greenwood Capital
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